United Planners Financial Services



Who We Are: 
United Planners Financial Services, A Limited Partnership (United Planners) is a Securities and Exchange Commission (SEC) registered investment advisor, broker/dealer and a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investors Protection Corporation (SIPC).  United Planners has been a broker/dealer since 1987 and a registered investment advisor since 2000.

United Planners is a Limited Partnership where three general partners own 45% of the firm while the remaining 55% is owned with those advisors who qualify as Limited Partners.  Herman Nainkin affiliated with United Planners in 2006 and was invited to be a Limited Partner in 2014. 

As of December 31, 2019 United Planners had over $4.3 billion in assets under management.

Independence: United Planners is independent from other financial institutions and provides full brokerage, insurance, and investment advisory services to over 350 prestigious financial professionals located throughout the United States. 

Account Safety: United Planners is a member of the Securities Investor Protection Corporation (SIPC). SIPC provides investors insurance coverage for the first $500,000 for securities including $100,000 for cash in the event of financial failure of the institution that custodies the client's assets. SIPC does not cover losses in accounts due to a decline in market value. You can obtain additional information about SIPC, including the SIPC Brochure by contacting SIPC at (202) 371-8300 or online at www.SIPC.org. Pershing, LLC carries an additional insurance policy that provides coverage for securities that are not already covered through SIPC if Pershing, LLC becomes insolvent.